Disclosure of FeloniesHas any person serving either by election or appointment as officer, director, trustee, incorporator and persons controlling or holding over 10% of the issued and outstanding common shares or 10% of any other proprietary, beneficial or membership interest in the Corporation:
- Been convicted of a felony involving a transaction in securities, consumer fraud or antitrust in any state or federal jurisdiction within the seven-year period immediately preceding the execution of this Certificate?
- Been convicted of a felony, the essential elements of which consisted of fraud, misrepresentation, theft by false pretenses, or restraint of trade or monopoly in any state or federal jurisdiction within the seven-year period immediately preceding the execution of this Certificate?
- Been or are subject to an injunction, judgment, decree or permanent order of any state or federal court entered within the seven-year period immediately preceding the execution of this Certificate wherein such injunction, judgment, decree or permanent order:
- Involved the violation of fraud or registration provisions of the securities laws of that jurisdiction?
Or - Involved the violation of the consumer fraud laws of that jurisdiction?
Or - Involved the violation of the antitrust or restraint of trade laws of that jurisdiction?
Read the Certificate of Disclosure document carefully. If you answer “Yes” to this question then you must attach the required information to the Certificate of Disclosure.
Read the Certificate of Disclosure document carefully. If you answer “Yes” to this question then you must attach the required information to the Certificate of Disclosure.
(e.g. If one individual is associated with 2 bankrupt corporations and a second individual is associated with one bankrupt corporation then you have three situations to report and you should select "3". If two individuals were associated with the same bankrupt corporation then you should select "2".)